Financial Services
The regulatory environment poses significant challenges for financial institutions of all types. IntegrAssure Financial Services provides tech-driven solutions designed specifically to assist financial institutions in addressing the challenges and risks of non-compliance.
Risk Academy
Integrity in People
We believe there is an opportunity to give people a chance to break into our industry and we're committed to opening that door. With an outreach to all those interested, and an enhanced outreach to Military and Law Enforcement transitioning, Wounded Warriors and their caregivers and spouses, we want to give those that have already demonstrated their commitment to keeping us safe and channel that into our Risk and Compliance vertical to bring passion and experience to our clients.
IFS is committed to presenting and increasing the number of qualified and trained professionals to our industry. We have created a tailored and robust training and certification program to ensure the resources we provide are prepared to work in a consistent manner to enhance and augment your existing team and aligned to your risk tolerances.
Know Your Customer Solutions and Transaction Monitoring
Our technology enabled solutions will allow for more effective and efficient initial and periodic vetting of customers and their ongoing transactions that will both protect the institution and comply with regulatory mandates.
AML
We assure integrity in an institution’s KYC and transaction monitoring policies, procedures and technology to promote confidence and regulatory compliance in the following areas:
-
KYC
-
Sanctions
-
CDD/EDD
-
Account Opening
-
Loan Origination Compliance
Fraud
Integrity in Process
We combine cutting edge technology with our highly trained work force to effectively and efficiently.
Specific Product Screening:
-
PPP
-
Wire
-
ACH
-
Checks (On-Us and Transit)
-
P2P – Zelle, RTP
-
Loans
-
Cards
After Integrity, IFS is based upon consistency. Through our Risk Academy, Leadership, and processes, we are developing and delivering complete, accurate and consistent outcomes through various processes.
High Risk
We assure integrity in high-risk industries including marijuana related businesses (MRB), money service businesses (MSB), and in crypto currency by providing following services:
-
BAU investigations
-
Account opening
-
Quarterly account reviews
Remediations and Lookbacks
We combine cutting edge technology with our highly trained workforce to effectively and efficiently to execute voluntary or mandated remediations and lookbacks.
Independent Risk Analysis
Integrity in Product
We assist in conducting an investigation designed to determine whether a specific policy, regulation and/or applicable law, has been violated.
We provide highly trained surge staffing as well as full managed service teams to handle all of your FLOD alert reviews and remediations, from alert all the way through SAR narrative and filing. We train on all the facets of the process and align the team with your risk appetite and tolerances to provide a consistent disposition of the risk and take the appropriate action.
Know Your Customer and Transaction Monitoring
Our technology enabled solutions will allow for more effective and efficient initial and periodic vetting of customers and their ongoing transactions that will both protect the institution and comply with regulatory mandates.